CS Executive Capital Markets & Securities Laws PYQ June 2019: Question Paper and Available Answers
CS Executive
Capital Markets & Securities Laws
PYQS Series
June 2019
34 Questions Indexed
ICSI Examination Archive & Suggested Answers: This directory contains indexed questions from the paper for CS Executive Capital Markets & Securities Laws PYQS (June 2019). Open the source paper and available answers. Older sessions follow the syllabus and statutory provisions applicable to their examination year.
Indexed questions
- Ramesh and Mahesh are the partners of the firm which carries various financial advisory services. (other than investment advisory services). The firm has net worth of ₹10 crore. Th
- What do you mean by 'Treasury Bills'?
- On 15th April 2019, ABC Bank buys 91-days treasury bill, maturing on 12th June 2019. The rate quoted by seller is ₹99.30 per ₹100 face value. Calculate the yield percentage of the
- Best mutual fund has launched a scheme name Grand Bonanza. The net asset value (NAV) of the scheme is ₹12 per unit. The redemption price is ₹11.65 per unit and offer price is ₹12.5
- Best mutual fund has launched a scheme name Grand Bonanza. The net asset value (NAV) of the scheme is ₹12 per unit. The redemption price is ₹11.65 per unit and offer price is ₹12.5
- Explain On-line surveillance.
- Explain Mortgage Bonds.
- Explain Categories of AIF.
- Explain Forms of ECB.
- Explain Foreign Portfolio Investor.
- Mohan an investor of Venture Capital Fund (VCF) incorporated and established outside India proposes to make investments in Venture Capital Fund in India. He has sought the guidance
- Discuss the schemes and arrangements which are not coming under the ambit of collective investment scheme.
- What are the compliances relating to annual report to be complied by companies issuing Indian Depository Receipts ? Explain them.
- 'Roadshows represent meeting of issuers, analysts and potential investors'. Elucidate.
- 'A company cannot make public issue of non-convertible redeemable preference shares unless certain conditions are fulfilled'. Elaborate.
- Explain the obligations and responsibilities of Foreign Portfolio Investors (FPIs) as per SEBI (Foreign Portfolio Investors) Regulation 2014.
- XYZ Infrastructure Investment Trust wishes to go for delisting of units and winding up of the INVIT. As a company secretary describe the procedure of the same.
- What is infrastructure debt fund scheme ?
- As a company secretary describe the conditions for issue of infrastructure debt fund schemes.
- 'Every listed company other than public sector company shall maintain public shareholding of at least 25 percent'. Critically examine.
- 'The Securities Appellate Tribunals shall have, for the purposes of discharging their functions under Securities and Exchange Board of India Act, 1992. The same power as are vested
- 'Depository is to indemnify loss caused to the beneficial owner due to the negligence of the depository or the depository participant'. Critically examine.
- 'Compulsory delisting is different from voluntary delisting'. Critically examine.
- 'Fixed price process is different from book building process as regards to issue of securities'. Critically examine.
- Explain the requirements to be satisfied by the applicant for getting the certificate of registration as a portfolio manager.
- 'A listed entity may make a qualified institutions placement of eligible securities subject to certain conditions'. Elucidate.
- Define the debenture trustee.
- Describe responsibilities and obligations of debenture trustees.
- Give exemptions under Regulation 4 of SEBI (Prohibition of Insider Trading) Regulations 2015 which prescribes that an insider shall not trade in securities which are listed or prop
- Write notes on Share Transfer Agent Services.
- Write notes on Mandatory Open Offer.
- Write notes on Dematerialization.
- Write notes on Clearing Corporation.
- Write notes on Employee Stock Purchase Scheme.
How to Prepare for CS Executive Capital Markets & Securities Laws
Use past questions to practise the paper format and review available answers. Check the current syllabus, applicable law and examination duration before attempting a timed paper.