CS Executive Capital Markets & Securities Laws PYQ June 2017: Question Paper and Available Answers
CS Executive
Capital Markets & Securities Laws
PYQS Series
June 2017
35 Questions Indexed
ICSI Examination Archive & Suggested Answers: This directory contains indexed questions from the paper for CS Executive Capital Markets & Securities Laws PYQS (June 2017). Open the source paper and available answers. Older sessions follow the syllabus and statutory provisions applicable to their examination year.
Indexed questions
- The redemption price of a mutual fund unit is ₹ 48 while the front-end load and back-end load charges are 2% and 3% respectively. Compute: (i) NAV per unit
- The redemption price of a mutual fund unit is ₹ 48 while the front-end load and back-end load charges are 2% and 3% respectively. Compute: (ii) Public offer price of the unit.
- What are treasury bills? A registered society bought 91 days treasury bills on August 24, 2015 which matured on October 19, 2015. The rate quoted by seller was ₹ 99.0894 per ₹ 100
- Calculate the value of rights if: Number of rights shares offered (n) 3,000 No. of shares held (m) 1,800 Ex-right price (P ex) ₹ 24 Right offer price (P of) ₹ 21 Face value of shar
- A mutual fund had repeatedly exceeded the permissible limits of transactions through its associate brokers in terms of Regulation 25(7)(a) of SEBI (Mutual Funds) Regulations. Conse
- Explain the following: (a) Functions of Securities Market
- Explain the following: (b) Disadvantages of Fund of Funds scheme
- Explain the following: (c) Conditions for issue of IDR
- Explain the following: (d) Winding up of collective investment scheme
- Explain the following: (e) Real Estate Mutual Fund Scheme.
- 'Investment in all categories of Alternative Investment Funds shall be subject to certain conditions.' Comment.
- What are the market benefits of Hedge funds ?
- What are External Commercial Borrowings (ECBs)? Explain the various tracks and forms available under ECBs.
- Comment on the followings: (a) The investment criteria for a foreign venture capital investor.
- Comment on the followings: (b) Benefits available to a company on listing at SME Exchange.
- XYZ Limited a listed company has issued Partly convertible debentures in the past. Now it is planning for roll over of non-convertible portion of these debentures. As a company Sec
- Distinguish between the following: (i) Listed securities and Permitted securities
- Distinguish between the following: (ii) Commercial bill and Commercial paper
- Distinguish between the following: (iii) Foreign Direct Investment and Foreign Institutional Investment.
- Explain briefly the following: (i) Indenture
- Explain briefly the following: (ii) Mutual fund costs
- Explain briefly the following: (iii) Negotiated Delivery System.
- What do you mean by 'Financial Education'? Discuss various initiatives taken so far on Financial literacy in India.
- Briefly explain the provisions relating to delisting of equity shares under SEBI Regulations. 2009.
- Discuss the various powers and functions of SEBI under SEBI Act, 1992.
- What are the policies required to be framed under SEBI (LODR) Regulations 2015?
- Success Ltd., a listed company with an authorized, issued and subscribed capital of ₹ 35 crore comprising of 3.5 crore equity shares of ₹ 10 each and a paid up capital of ₹ 34 cror
- Comment on the following statements: (b) 'Depositary system provides numerous direct and indirect benefits.'
- Comment on the following statements: (c) 'Listing of securities with stock exchanges is a matter of great importance for companies and investors.'
- Comment on the following statements: (d) 'Every Institutional Buyer is qualified institutional buyer.'
- Write notes on the following: (i) Re-materialization
- Write notes on the following: (ii) Green Shoe Option
- Write notes on the following: (iii) Provisions relating to insider trading in Companies Act, 2013
- Write notes on the following: (iv) Creeping Acquisition Limit
- Write notes on the following: (v) Price and Price Band.
How to Prepare for CS Executive Capital Markets & Securities Laws
Use past questions to practise the paper format and review available answers. Check the current syllabus, applicable law and examination duration before attempting a timed paper.