CS Executive Capital Markets & Securities Laws PYQ June 2015: Question Paper and Available Answers
CS Executive
Capital Markets & Securities Laws
PYQS Series
June 2015
33 Questions Indexed
ICSI Examination Archive & Suggested Answers: This directory contains indexed questions from the paper for CS Executive Capital Markets & Securities Laws PYQS (June 2015). Open the source paper and available answers. Older sessions follow the syllabus and statutory provisions applicable to their examination year.
Indexed questions
- Super mutual fund has launched a scheme named 'Super Bonanza'. The net asset value (NAV) of the scheme is ₹12.00 per unit. The redemption price is ₹11.65 per unit and offer price i
- Super mutual fund has launched a scheme named 'Super Bonanza'. The net asset value (NAV) of the scheme is ₹12.00 per unit. The redemption price is ₹11.65 per unit and offer price i
- Calculate value of 'rights' from the following information: Number of rights shares offered: 2,500 Number of shares held: 1,000 Ex-rights price: ₹18 Rights offer price: ₹15 Face va
- 'Factoring is a financial option for the management of receivables.' In the light of this statement, explain the meaning and advantages of factoring.
- Explain the following: Credit rating establishes a link between risk and return.
- Explain the following: Treasury bill is a powerful instrument in the money market.
- Explain the following: PCS (Practising Company Secretary) certification for SME platform.
- Explain the following: All securities in the same class are identical and interchangeable.
- Explain the following: Collective investment scheme (CIS) provides a relatively secure means of investing on the stock exchange and other financial instruments.
- Private equity fund is an unregistered investment vehicle in which investors pool money to invest. Explain the concept of private equity fund and distinguish it from hedge fund.
- Short selling means selling a stock which the seller does not own at the time of trade. In this context, discuss the broad framework of short selling.
- 'Investment advisors provide guidance about financial dealings and investments.' Comment on this statement and state the role of investment advisors in capital market.
- What is 'market-making'? Discuss in brief the obligation of a market-maker.
- What is meant by demutualisation of stock exchange? Explain the purpose of demutualisation.
- Explain the conditions for issue of shares with differential voting rights by a listed company.
- Distinguish between the following: 'Debt market' and 'equity market'.
- Distinguish between the following: 'Listed securities' and 'permitted securities'.
- Distinguish between the following: 'Partly convertible debentures' and 'non-convertible debentures'.
- Explain briefly the following: Infrastructure debt fund.
- Explain briefly the following: Straight through processing (STP).
- Kind Enterprises Ltd. has decided to acquire stake upto 25% of the paid-up share capital of Excel Ltd., which is a listed company and wants to proceed with a public offer pursuant
- What do you mean by 'reservation on competitive basis'? Who are the persons eligible in case of issue made through book building process?
- Briefly explain the role of a Practising Company Secretary in concurrent audit of depository participants.
- Comment on the following statements: Dematerialisation and immobilisation are distinct activities.
- Comment on the following statements: Price sensitive information is any information which relates directly or indirectly to a company.
- Comment on the following statements: Delisting is not permissible under certain circumstances.
- Comment on the following statements: The disclosures requirements on the acquisition of shares of a listed target company beyond certain limits are only on the acquirer and not on
- Comment on the following statements: An institutional placement programme shall be managed by merchant banker(s) registered with SEBI.
- Write notes on the following: Reconciliation of share capital under Regulation 55A of the SEBI (Depositories and Participants) Regulations, 1996.
- Write notes on the following: Corporate governance compliance certificate.
- Write notes on the following: SCORES.
- Write notes on the following: Insider trading.
- Write notes on the following: Whistle blower policy.
How to Prepare for CS Executive Capital Markets & Securities Laws
Use past questions to practise the paper format and review available answers. Check the current syllabus, applicable law and examination duration before attempting a timed paper.