CS Executive Capital Markets & Securities Laws PYQ June 2014: Question Paper and Available Answers
CS Executive
Capital Markets & Securities Laws
PYQS Series
June 2014
26 Questions Indexed
ICSI Examination Archive & Suggested Answers: This directory contains indexed questions from the paper for CS Executive Capital Markets & Securities Laws PYQS (June 2014). Open the source paper and available answers. Older sessions follow the syllabus and statutory provisions applicable to their examination year.
Indexed questions
- A transaction of dematerialised equity shares took place on Wednesday, the 19th March, 2014 at BSE. According to the compulsory rolling settlement, complete the following table wit
- ABC Ltd. wanted to issue commercial papers (CPs) worth ₹100 crore during March, 2014. For this, it obtained rating from three rating agencies and in the month of February, 2014, al
- XYZ Ltd. issued 12.5% debentures amounting to ₹150 crore on private placement basis during the financial year 2013. Later on, it was found that these debentures were issued to 73 p
- "The securities lending does not have direct contact between the borrowers and lender of securities." Comment.
- "Treasury bills are effective cash management product." Comment.
- What is 'algorithmic trading'? Enumerate the guidelines prescribed by SEBI for stock brokers in this behalf.
- "Credit rating is a powerful marketing tool for the companies." Explain.
- Define collective investment scheme and discuss the restrictions on its business activities.
- The redemption price of a mutual fund unit is ₹48 while the front-end load and back-end load charges are 2% and 3% respectively. You are required to calculate: Net asset value per
- What is an 'inflation indexed bond'? How is it different from ordinary bonds?
- Describe the end use of external commercial borrowings (ECBs) through approval route.
- What do you understand by 'IPO grading'? Outline the procedure for grading of an IPO.
- Write notes on the following: Sweat equity shares
- Write notes on the following: Online surveillance by stock exchange
- Write notes on the following: Secured premium notes
- Critically comment on the following statements: "Derivatives are contracts which derive their value from the value of one or more of other assets."
- Critically comment on the following statements: "Depository system is a boon both to capital market and investors."
- Critically comment on the following statements: "SEBI expects the investors to make investments with their eyes and ears open."
- Critically comment on the following statements: "A company cannot get itself delisted without giving sufficient opportunity to shareholders to exit."
- The SEBI noticed a spurt in the volume of trading of the scrip of ABC Ltd., both at National Stock Exchange (NSE) and Bombay Stock Exchange (BSE) during May, 2013 to July, 2013. Th
- What is a 'bonus share'? What are the conditions to be satisfied before issuing bonus shares?
- Explain the powers of the Central Government to grant immunity under the Depositories Act, 1996.
- Raghav, General Manager (Accounts) of X Ltd., was found to be indulging in insider trading and as a consequence, the company terminated his services. The SEBI also took cognizance
- Write notes on the following: Anchor investor
- Write notes on the following: Price sensitive information
- Write notes on the following: Debenture trustee
How to Prepare for CS Executive Capital Markets & Securities Laws
Use past questions to practise the paper format and review available answers. Check the current syllabus, applicable law and examination duration before attempting a timed paper.