CS Executive Capital Markets & Securities Laws PYQ December 2016: Question Paper and Available Answers
CS Executive
Capital Markets & Securities Laws
PYQS Series
December 2016
32 Questions Indexed
ICSI Examination Archive & Suggested Answers: This directory contains indexed questions from the paper for CS Executive Capital Markets & Securities Laws PYQS (December 2016). Open the source paper and available answers. Older sessions follow the syllabus and statutory provisions applicable to their examination year.
Indexed questions
- Distinguish between 'open ended mutual fund' and 'close ended mutual fund'.
- As on 1st April, 2016, Russel Ltd. has surplus cash for six months. It has following two options under consideration for investing the surplus cash : (i) To invest in fixed deposit
- Compute NAV and rate of return for a unit holder who bought a unit at ₹17.60 and received a dividend of ₹2 per unit during the period. Face value of the unit is ₹10. Other details
- Following information has been collected regarding Share-X trading at NSE on 2nd September, 2016: Date | Time | Price (₹) | No. of shares traded. 2nd September, 2016 | 14:42:10 | 2
- "Not only Indian companies are going abroad to raise funds, foreign companies are also coming to India to raise funds." Name the instrument(s) through which a foreign company can r
- "High speed of algorithmic trading may damage the structure and health of a stock market. Therefore, it is to be controlled and monitored." In the light of this statement, describe
- "It is not ethical for an issuer of a security to charge different prices for same security from different bidders in a competitive bid." Do you agree? In the light of this stateme
- What do you mean by foreign currency convertible bonds (FCCBs)? State the benefits of FCCBs to investors and the issuer.
- "Trends in the stock market get strength from the volume." Comment on the statement highlighting relation between trends and volume in a stock market.
- What is a Real Estate Investment Trust (REIT)? What are the eligibility criteria for granting a certificate to an applicant to act as REIT as per SEBI guidelines in this regard?
- What are the restrictions imposed on business activities for collective investment management companies?
- Distinguish between 'Rating of manufacturing companies' and 'rating of financial services companies'.
- Distinguish between 'Primary dealers' and 'corporate treasury'.
- Distinguish between 'Venture capital fund' and 'social venture fund'.
- Explain briefly 'Tracking stock'.
- Explain briefly 'Rolling settlement'.
- Comment on the following: Indian companies unlisted in India can go for listing in a foreign stock exchange.
- Comment on the following: Regulation 10 of the Takeover Code provides automatic exemption from the applicability of making open offer.
- Comment on the following: For the purpose of issue of bonus shares, the reserves created by revaluation of fixed assets shall not be capitalised.
- Comment on the following: A competitive bid is an offer made by a person other than the acquirer who has made the first public announcement.
- Comment on the following: Enterprise value means value of a company which is equal to the market capitalisation plus value of debt in the company.
- You are the Company Secretary of Vision Ltd., whose shares were listed at Delhi Stock Exchange. The stock exchange delists the shares of the company. Advise the company regarding t
- Can a company issue shares at differential price in a public issue? If yes, to whom and under what circumstances the shares can be issued at differential price?
- As a Company Secretary of Lucky Ltd., prepare a Board note giving various requirements of SEBI guidelines for rights issue and enumerate the various major steps involved in such an
- Write short notes on the following: Acquirer in the Takeover Code.
- Write short notes on the following: Confidentiality of request under SEBI (Informal Guidance) Scheme, 2003.
- Define the following: Fast track issue.
- Define the following: Green shoe option.
- Fortune Ltd. is a registered stock broker of the Bombay Stock Exchange. SEBI levied a penalty of ₹2 crore on the company for violation of the provisions of SEBI (Prohibition of Fra
- Write notes on the following: Different types of listing.
- Write notes on the following: Person deemed to be connected person.
- Write notes on the following: Obligations of a debenture trustee.
How to Prepare for CS Executive Capital Markets & Securities Laws
Use past questions to practise the paper format and review available answers. Check the current syllabus, applicable law and examination duration before attempting a timed paper.