CS Executive Capital Market and Securities Laws PYQ December 2023: Question Paper and Available Answers
CS Executive
Capital Market and Securities Laws
PYQS Series
December 2023
29 Questions Indexed
ICSI Examination Archive & Suggested Answers: This directory contains indexed questions from the paper for CS Executive Capital Market and Securities Laws PYQS (December 2023). Open the source paper and available answers. Older sessions follow the syllabus and statutory provisions applicable to their examination year.
Indexed questions
- CASE-JVRS Limited : JVRS Ltd., an Indian Public Limited Company, is listed on BSE. The company was incorporated in 1991 and is leading manufacturer and marketer of dairy based bran
- State the penalties against persons who might be found guilty of offences under section 23 of the Securities Contract (Regulation) Act, 1956. (i) Any person who fails to maintain b
- (i) What is the objective for which SAT is established ? (ii) State the composition of Securities Appellate Tribunal ? (iii) Does a Civil Court have jurisdiction to entertain any s
- A startup working towards innovation of products, its turnover are 8, 10, 12, 15, 18 USD million for last 5 years since its incorporation. What is your opinion about eligibility of
- Jethana Ltd is a listed public sector company since 2014. The company has applied for listing of new securities to BSE. The company is having minimum public shareholding of 15% in
- Financial Market Intermediaries are service providers and are an integral part of any financial system. Elucidate and mention the primary market intermediaries and secondary market
- Why International Financial Services Centres have assumed prominence in the Financial Services ecosystem? Do you consider any necessity of IFSC for domestic economy ? How ?
- "Any person aggrieved by the order or decision of the recognised stock exchange or any other order made by the SEBI may prefer an appeal before this Securities Appellate Tribunal".
- 'Private equity funds usually invest in more illiquid assets companies and as source of investment capital, private equity comes from High Net-worth individuals.' Elucidate the sta
- Explain the procedure for making application and recognition of stock exchange.
- What is the purpose of Informal Guidance? Who are the persons for making a request for Informal Guidance? What are forms in which the informal guidance is sought? What is the time
- "A depository interfaces with the investors through its agents called Depository Participants". Discuss the statement and explain the characteristics of depository participants and
- XYZ Ltd. an unlisted company and now wishes to expand its business. For expansion, company decided to bring an initial public offer. Referring to provisions of SEBI (Issue of Capit
- Consider a mutual fund that manages a portfolio of securities worth ₹ 240 million. Suppose the fund owes ₹ 8 million to its investment advisors and owes another ₹ 2 million for wag
- ABC Ltd. is a listed entity and having its board of directors. As the Company Secretary, suggest about the composition and role of audit committee.
- RMM Ltd is a listed company engaged in automobile sector, manufacturing cars in India. Due to the growing demand of the cars in the market, the requirement of manufacturing more ca
- Shibu Ltd. and its directors had mobilised funds from investors through different land and plot allotment schemes which satisfied four requirements of a collective investment schem
- HM Ltd is a public company with a paid up capital of ₹ 30 crores as per the latest audited balance sheet. The net worth of the company for the year ending 31st March 2023 is 59 cro
- An investor buy shares in a mutual fund for ₹ 400. At the end of the year, the fund distributes a dividend of ₹ 11.20 and after the distribution the net asset value of a share is ₹
- Satyawan Ltd. is a public limited company, listed in Bombay Stock Exchange. The Board of directors are planning to buy back of shares. You being the CFO, calculate the maximum numb
- Sarala Ltd., public limited company is listed in Bombay Stock Exchange. Kamla is the Chief Financial Officer who works on the instruction of the Premlata. CEO of the Company. On th
- Write short notes on the following: (a) Green debt security
- Write short notes on the following: (b) Networth
- Write short notes on the following: (c) Transfer Agent
- Write short notes on the following: (d) Asset Management Company
- Write short notes on the following: (e) Red-herring Prospectus.
- Mr. P is working as Managing Director in ABC limited company. He holds following chairmanship directorship in the following: (a) Whole time director in XYZ limited company. (b) Man
- XYZ Limited is a listed company. It has constituted all committees in compliance with listing regulations. Its audit committee having 6 directors, out of which 5 directors are inde
- ABC Limited is a listed company. Its financial data as on 31st March, 2022 are as follows: Authorised equity share capital ₹ 20 Crore (2 Crore shares of ₹ 10 each) Paid up equity s
How to Prepare for CS Executive Capital Market and Securities Laws
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