CS Professional Secretarial Audit, Compliance Management and Due Diligence PYQ June 2016: Question Paper and Available Answers
CS Professional
Secretarial Audit, Compliance Management and Due Diligence
PYQS Series
June 2016
29 Questions Indexed
ICSI Examination Archive & Suggested Answers: This directory contains indexed questions from the paper for CS Professional Secretarial Audit, Compliance Management and Due Diligence PYQS (June 2016). Open the source paper and available answers. Older sessions follow the syllabus and statutory provisions applicable to their examination year.
Indexed questions
- What records and information a Company Secretary has to verify to check compliances regarding loans to directors and related party transactions of the company?
- Great Ltd. plans to appoint Kushal as an 'additional director'. As a Company Secretary, what are the checks you would make while appointing Kushal as an additional director?
- As a Company Secretary of Kairar Ltd., state the special points to be checked by you in the matter of issue of foreign currency convertible bonds by the company.
- Quick Ltd. is a non-government company. Its Board of directors proposes to donate ₹70,000 to a political party. The average net profit worked out for the three immediately precedin
- Adira Ltd. wants to issue preference shares. As a Company Secretary, what are the points you would examine for this purpose? Explain briefly.
- You are the Secretarial Auditor of Admire Ltd. State the matters to be considered by you while preparing the audit report.
- Guru Ltd. is a listed company. The articles of association have fixed payment of sitting fees for each meeting of directors at ₹30,000. The company wants to increase the sitting fe
- Larsen, a foreign investor wants to make investment in the following businesses. Identify, giving reasons, whether such investments are under automatic route, government route or p
- Buma Ltd. has some urgent items which could not be concluded in the Board meeting. The Board decides to pass the said items by way of resolution by circulation. As the Company Secr
- Peejay Ltd. is a listed company. It declared 10% dividend in the AGM held on 30th September, 2015 for the financial year 2014-15. Indicate the: (a) Time limit for payment of divide
- Som Ltd. wants to make 'rights issue' of shares. As a Company Secretary, advise on the following issues: (i) The aggregate value of securities offered is ₹85 lakh. (ii) The record
- Mini Ltd., a listed company, comes out with issue of shares through ESOS. As a Company Secretary, how would you deal with the following issues: (i) Suresh is an employee on a contr
- A cement company, having dominant position in domestic market, used discriminatory conditions in purchase and sale of goods and services. Explain the conditions in which there is a
- Bombay Stock Exchange delisted the shares of Legacy Ltd. Being the aggrieved company, Legacy Ltd. approaches you to seek a remedy. As a Company Secretary, advise Legacy Ltd., beari
- Divi Ltd. is going in for public issue and listing of securitised debt instruments on Bombay Stock Exchange. Draft a note on compliances under the SEBI (Public Offer and Listing of
- Describe the compliances under institutional placement programme to be furnished by a Company Secretary.
- While carrying out environmental due diligence, what are the aspects you would take into consideration for preparation of risk analysis matrix?
- In the case of a tender floated by a public sector undertaking, there were allegations that some of the parties have indulged in anti-competitive bidding in the tender. As a practi
- Koyal Ltd. borrows money from a scheduled bank to expand its research section. As a Company Secretary, what are the check-lists available to you for utilization of the money advanc
- Rajan is a director of Kangana Ltd. His wife Mrs. Lata has applied for loan in Kangana Ltd. for construction of house for an amount of ₹30 lakh. Advise the company on the grant of
- "Legal due diligence provides complete picture of a company through a methodical investigative process." Elucidate.
- Write short notes on the following: Preferential offer
- Write short notes on the following: Global depository receipts
- Write short notes on the following: Convertible debt instruments.
- Distinguish between the following: 'Operational due diligence' and 'strategic due diligence'.
- Distinguish between the following: 'Financial due diligence' and 'tax due diligence'.
- The recognised stock exchange in your city wants to put restrictions on voting rights of its members to be exercised in a meeting and on their right to appoint a proxy. You are req
- Ajit retired as a member of Competition Commission of India (CCI) on 31st October, 2014. He was offered the post of Chief Executive in Khetan Ltd. which was earlier a party in proc
- Explain briefly the advantages as well as disadvantages of a virtual data room.
How to Prepare for CS Professional Secretarial Audit, Compliance Management and Due Diligence
Use past questions to practise the paper format and review available answers. Check the current syllabus, applicable law and examination duration before attempting a timed paper.