CS Professional Secretarial Audit, Compliance Management and Due Diligence PYQ December 2018: Question Paper and Available Answers
CS Professional
Secretarial Audit, Compliance Management and Due Diligence
PYQS Series
December 2018
31 Questions Indexed
ICSI Examination Archive & Suggested Answers: This directory contains indexed questions from the paper for CS Professional Secretarial Audit, Compliance Management and Due Diligence PYQS (December 2018). Open the source paper and available answers. Older sessions follow the syllabus and statutory provisions applicable to their examination year.
Indexed questions
- XYZ Ltd., a listed company, seeks your advice, as the Secretarial Auditor of the company, on the inclusion of Extract Annual Return in the Board's Report for the financial year 201
- XYZ Ltd., a listed company, adopted Electronic Bidding Mechanism for its proposed issue of Debt Securities to the tune of ₹450 crore. The Board of directors wants you, as company s
- Write short notes on: Qualified and Unqualified Secretarial Audit Report
- Write short notes on: Reliance of Secretarial Auditor on the reports of other designated auditors.
- XYZ Ltd. wants to avail the enabling provisions of Section 135 of the Companies Act, 2013 in rendering its Corporate Social Responsibility (CSR) activities through any other entity
- Does a company, incorporated in India, raising rupee denominated loan from a Non-resident Indian (NRI)/Person of Indian Origin (PIO) by way of Non-Convertible Debentures (NCDs) thr
- The Standard Rules and Regulations framed with ultimate knowledge and vision, for any discipline, act as a guide for ensuring integration, harmonization and compliance of the statu
- Assumed discipline without insistence is the virtue to be adopted by all professionals in their course of conduct of their professionalism. Explain the application of this concept
- XYZ Ltd. received a written request from Sumithra, the widow of the company's deceased shareholder Vedic Sharma to transfer in her name the shares of the company held by her deceas
- Is an employee who is also a promoter of a company eligible to obtain sweat equity shares and employee stock option? Explain.
- List out compliances under the Foreign Direct Investments (FDI) Regulations of the Foreign Exchange Management Act, 1999 on issue of shares against import of capital goods.
- Under the provisions of Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 2011, examine the following: Company A Ltd. has a paid
- A subsidiary to a listed company, irrespective of its registered status, to a large extent is treated as a listed company by the authorities. As the Secretarial advisor and auditor
- As per the Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2009, what are the conditions for preferential issue of specified secu
- SAM Ltd. and MAS Ltd. intend to amalgamate. The enterprise created as a result of such amalgamation will have assets worth ₹600 crore and turnover of ₹2,000 crore. Examine whether
- The intent of the law makers is to be carried out in letter and spirit in complying with the regulatory requirements of Corporate Governance in a corporate. Elaborate this statemen
- Ranjit is director in 11 companies. He has got two DINs (Director Identification Number) allotted to him inadvertently. Out of the 11 directorships he holds 5 with the DIN allotted
- As per the Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2009, what are the conditions for offering specified securities at dif
- List out the key differences between Statutory Audit, Internal Audit and Due Diligence.
- The process of preparing search/status report enables determination out of total borrowing power, the extent upto which the company has already borrowed money or created charges on
- List out the procedural steps for conducting Legal Due Diligence.
- Explain the terms 'Diversion of funds' and 'Siphoning of funds' with regard to due diligence for banks.
- Under the provisions of Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 2011, how do you determine whether the shares of the t
- How is the offer price calculated in case shares are infrequently traded on the stock exchange?
- XYZ Ltd. which has listed its Indian Depository Receipts, seeks your advice, as its Company Secretary, as to the list of documents to be provided to the Indian Depository Receipt h
- Write short notes on the following: Time limit for filing the forms for charges requiring registration with the Registrar of Companies.
- Write short notes on the following: Compliance Dash Board.
- Section 3(1) of the Competition Act, 2002 prohibits five types of agreements between companies. Briefly explain those agreements.
- Ragul, a director in XYZ Ltd., did not attend the Board meetings held for a period of 12 months after seeking leave of absence. Though as per Section 167(1)(b) of the Companies Act
- Ragul, a director in XYZ Ltd., did not attend the Board meetings held for a period of 12 months after seeking leave of absence. Though as per Section 167(1)(b) of the Companies Act
- Highlight the regulatory framework governing environmental aspects in India.
How to Prepare for CS Professional Secretarial Audit, Compliance Management and Due Diligence
Use past questions to practise the paper format and review available answers. Check the current syllabus, applicable law and examination duration before attempting a timed paper.