CS Professional Secretarial Audit, Compliance Management and Due Diligence PYQ December 2014: Question Paper and Available Answers
CS Professional
Secretarial Audit, Compliance Management and Due Diligence
PYQS Series
December 2014
31 Questions Indexed
ICSI Examination Archive & Suggested Answers: This directory contains indexed questions from the paper for CS Professional Secretarial Audit, Compliance Management and Due Diligence PYQS (December 2014). Open the source paper and available answers. Older sessions follow the syllabus and statutory provisions applicable to their examination year.
Indexed questions
- After conducting the last general meeting in July, 2014, the Chairman immediately went abroad for medical treatment. Due to non-availability of the Chairman, the minutes of the sai
- Bright Vision Ltd. wishes to appoint a secretarial auditor. Prepare a brief note for the Chairman of the company about the prerequisites for carrying out a secretarial audit.
- Rohit, an Indian national, desires to obtain foreign exchange for the following purposes: (i) Payment towards going abroad for employment (ii) Payment towards a business trip abroa
- Rajesh, the Chairman of a company borrowed ₹15 crore from Reliable Bank, Patna under a promissory note. A suit was filed for the recovery of debts on the basis of the promissory no
- As a Practising Company Secretary, prepare a checklist for acceptance of public deposits and provisions relating to small depositors.
- Point out the penalties for failure to furnish information/return, etc., under the Depositories Act, 1996.
- As per the Secretarial Standards issued by the ICSI, what are the requirements to be taken into account while forfeiting the shares?
- The shares of Agile Ltd. were listed on a recognised stock exchange. The stock exchange delisted the shares of the company. The aggrieved company approaches you as a Practising Com
- As a Practising Company Secretary, describe the procedure for appeal to the Securities Appellate Tribunal under the Depositories Act, 1996.
- The Institute of Company Secretaries of India wants to issue a new Secretarial Standard. Describe the procedure involved in issuing of Secretarial Standards.
- As a Company Secretary in practice, advise your client regarding the procedure to be followed in pricing of equity shares in case where the issuer has been listed on a recognised s
- Radha Electronics Ltd., a listed company in India, wants to raise funds from abroad through issue of global depository receipts (GDRs). As a Company Secretary, advise the managemen
- Prepare a list of potential issues with respect to 'risk analysis matrix' in connection with environmental due diligence.
- Examine whether an offer will get triggered or not under the SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 in the following situation: H Ltd. owns 60% of
- Examine whether an offer will get triggered or not under the SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 in the following situation: Mrs. Pradeep holds
- Narendra has applied for shares under the Employee Stock Option Scheme (ESOS) and his option was granted by the company. Now, he wants to transfer his option to his friend Neeraj.
- 'The RBI vide its circular No. RBI/2008-2009-313/DBOD No. B.P. BC 94/08.12.001/2008-2009 dated 8 th December, 2008 advised the banks to strengthen their information back-up about t
- 'Successful merger demands that strategic planners are sensitive to the human issues of the organisation.' As a Practising Company Secretary, outline the different checks which are
- Prepare a checklist of the questions to be analysed in cultural due diligence.
- What are the factors that determine dominant position of an enterprise in the market?
- Under financial due diligence for a manufacturing industry, describe briefly the focus areas for Cost.
- Under financial due diligence for a manufacturing industry, describe briefly the focus areas for Revenue.
- Your company intends to acquire another company. As a Company Secretary, describe the aspects you will check in the area of legal and regulatory framework for this acquisition.
- Write short notes on Bid rigging.
- Write short notes on Risk of non-compliance.
- Write short notes on Technical due diligence.
- Distinguish between 'Level-I ADR' and 'level-II ADR'.
- Distinguish between 'Audit' and 'due diligence'.
- An understanding has been reached among the manufacturers of cement to control the price of cement, but the understanding is not in writing and it is also not intended to be enforc
- Enumerate any five common restrictions for issuers in case of public and rights issues.
- Give a list of compliance inputs and checklist for insurance policies for the purpose of issue of due diligence report by a Practising Company Secretary with regard to a bank which
How to Prepare for CS Professional Secretarial Audit, Compliance Management and Due Diligence
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