CS Professional Governance, Risk Management, Compliances and Ethics PYQ December 2019: Question Paper and Available Answers
CS Professional
Governance, Risk Management, Compliances and Ethics
PYQS Series
December 2019
37 Questions Indexed
ICSI Examination Archive & Suggested Answers: This directory contains indexed questions from the paper for CS Professional Governance, Risk Management, Compliances and Ethics PYQS (December 2019). Open the source paper and available answers. Older sessions follow the syllabus and statutory provisions applicable to their examination year.
Indexed questions
- P Pvt. Ltd. was incorporated under the Companies Act, 1956 on 3rd October, 2011. The Authorised Share Capital of the Company is ₹75 crores. The present paid-up Share Capital of the
- P Pvt. Ltd. was incorporated under the Companies Act, 1956 on 3rd October, 2011. The Authorised Share Capital of the Company is ₹75 crores. The present paid-up Share Capital of the
- P Pvt. Ltd. was incorporated under the Companies Act, 1956 on 3rd October, 2011. The Authorised Share Capital of the Company is ₹75 crores. The present paid-up Share Capital of the
- M Pvt. Ltd. was registered in the year 2001 as a Private Limited Company and continuing with the same status. It is having a paid-up share capital of ₹65 crore as on 31st March, 20
- M Pvt. Ltd. was registered in the year 2001 as a Private Limited Company and continuing with the same status. It is having a paid-up share capital of ₹65 crore as on 31st March, 20
- M Pvt. Ltd. was registered in the year 2001 as a Private Limited Company and continuing with the same status. It is having a paid-up share capital of ₹65 crore as on 31st March, 20
- RST Ltd. recently issued the Equity Shares on basis of right issue. Due to this, the paid-up capital of the Company has been increased from ₹7.5 crore to ₹15 crore. The Company Sec
- Under the Energy Department, Govt. of Tamil Nadu, three Companies as Government Company were incorporated as below: A Ltd. for Generation of Electricity, B Ltd. for Transmission of
- In year 2017, the SEBI has constituted a Committee on Corporate Governance under the Chairmanship of Mr. Uday Kotak with the aim of improving standards of Corporate Governance of l
- With what mission, International Corporate Governance Network (ICGN) was incorporated? Describe the purpose of the ICGN.
- To protect the interest of the Stakeholders, SEBI has taken various initiatives and Code of Fair Disclosure is one of the important step under Regulation 8 of SEBI (Prohibition of
- KLM Ltd. in its 64th Board meeting held on 30th June, 2019 has constituted Risk Management Committee with objective of mitigation of risk and recommendation of preventive measures
- The big investors, FIIs etc. engages the Proxy Advisory Firms to get the important information and recommendations which lead the protection of their interest and safeguard of thei
- Compliance Management is the most important part of any business. Highlight the risk of non-compliances.
- Prepare a brief note on National Foundation for Corporate Governance (NFCG) and Board of Trustees of NFCG.
- 'Better Stakeholder engagement ensures Good Governance'. In light of this sentence, elaborate the role of stakeholders in governance.
- Now the days, protection of the Investors' wealth is big challenge before the Government. In insurance sector, under IRDA's Regulation, various committees are mandatorily required
- Prepare a detailed note on ICSI Recommendations to strengthen Corporate Governance framework.
- What are the material disclosures of which information should be disclosed to Stock Exchange within 24 hours of conclusion of the Board Meeting as per SEBI (LODR) Regulations, 2015
- Liquidity and Solvency are altogether different. Do you agree? Discuss the types of liquidity risk.
- Your company is running its corporate office in a rented business premises. The Landlord of the building has increased the rent of other companies and there are 80% chances of incr
- What is Systematic Risk and Unsystematic Risk? Give examples.
- Write the relevant provisions of the Companies Act, 2013 relating to the reporting of fraud.
- 'Integrated reporting would build on the existing financial reporting model to present additional information about a company's strategy, governance, and performance.' In light of
- Compliance should be ethical and in spirit of good intention for compliance of laws. In view of this, describe the term 'Compliance with Spirit of Law'.
- Elucidate principles on Internal Control enunciated by Committee of Sponsoring Organizations of the Treadway Commission (COSO).
- What are the major sections of Business Responsibility Report (BRR)?
- Prepare a brief note on National Guidelines on Responsible Business Conduct (NGRBC).
- 'Corporate Compliance Management should broadly include compliance of various laws'. In view of this, what are the Commercial Laws and Fiscal Laws, which should be complied with by
- 'Compliance Management plays the significant role to comply with a steady stream of complex regulations'. What can be added to the significance of the Corporate Compliance Manageme
- Why the Information System is the most essential component of Internal Control?
- Describe the following terms: 'Foreign Public Official' as per ICSI Anti-Bribery Code
- Describe the following terms: 'Disciplinary Mechanism' under ICSI Anti-Bribery Code
- Describe the following terms: 'Ethical Dilemma'
- Describe the following terms: 'Indian Ethos'
- Describe the following terms: 'Environment, Social, Governance (ESG) Index'.
- Define the term 'Sustainable Development'. What are the fundamental principles of Sustainable Development?
How to Prepare for CS Professional Governance, Risk Management, Compliances and Ethics
Use past questions to practise the paper format and review available answers. Check the current syllabus, applicable law and examination duration before attempting a timed paper.