CS Professional Corporate Funding & Listings in Stock Exchanges PYQ December 2023: Question Paper and Available Answers
CS Professional
Corporate Funding & Listings in Stock Exchanges
PYQS Series
December 2023
36 Questions Indexed
ICSI Examination Archive & Suggested Answers: This directory contains indexed questions from the paper for CS Professional Corporate Funding & Listings in Stock Exchanges PYQS (December 2023). Open the source paper and available answers. Older sessions follow the syllabus and statutory provisions applicable to their examination year.
Indexed questions
- From the latest CMA data of Vancouver Ltd., the projected figures are as under: Sales: ₹ 10 crore Total current assets: ₹ 7 crore Current liabilities: ₹ 3 crore You are required to
- As per Regulations 16 and 115 of SEBI (ICDR) certain number of pre-issue securities of promoters is not transferrable for a certain period of time. By referring to the above regula
- As per Regulations 16 and 115 of SEBI (ICDR) certain number of pre-issue securities of promoters is not transferrable for a certain period of time. By referring to the above regula
- Nischal Finance Ltd. floated IPO for 10 crore equity shares. Due to impending war like situation. Secondary market started falling due to weak market sentiment. As a result IPO was
- XYZ Factoring Ltd. has agreed to finance receivable of IFK Ltd. on a term of advances 80% of the receivables with 10% p.a. interest and 2% commission as factoring. Based on the bel
- Harish is an Independent director of a listed company. In the Board Meeting, an agenda for formulation of policy for Sweat Equity Shares has been discussed. Harish objected on a cl
- Define Special Situation Fund.
- What are the conditions of an investment by special situation fund ?
- Dollar LLC from Singapore wants to invest in an AIF fund in India and have approached you to understand how investment in AIF works in India? Can they invest in an AIF in India?
- Explain in brief about Strategic Investor and participation by the Strategic Investor in the public issues of REITS.
- Explain Fund Based and Non-Fund Based Credit Facilities.
- Calculate the amount of fund based and non-fund based credit facilities availed by Yamuna Ltd. from Bank from the following details: Sr. No. Credit Facilities provided by Bank Rupe
- Securitization is a technique used to convert illiquid assets/claims into tradable securities. Explain the process along with examples of assets that can be securitized.
- Your promoters want to issue Non-Convertible Redeemable Preference Shares (NCRPS) and wish to list the same on a Recognized Stock Exchange. With respect to the proposed issue expla
- A Real Estate Investment Trust (REIT) is having 600 crore assets in its portfolio. The asset mixes are as under: Completed project: ₹ 300 crore Property on rent: ₹ 100 crore Govern
- Give answer with reasons with reference to SEBI regulations on minimum application size for listing in SME and Innovators Growth Platform.
- Anil is a retired from the Central Government Job in 2023. He is planning to invest ₹ 10 lakh in Fixed deposit and ₹ 25 lakh in mutual funds schemes. As these are the retirement fu
- Jewel Ltd. needs funds for running its business operations. Mr. Sona one of the shareholders of Jewel Limited is ready to provide Loan to Jewel Ltd. The Board is skeptical on avail
- A listed company has granted Employee Stock Options of 1000 shares under the scheme to Niraj. He is in need of funds. Therefore against the mortgage options, he took the loan from
- Josh Ltd. a Listed Company in the process of implementing SEBI (Share Based Employee Benefits) (SBEB) for its employees : Can Mr. Louis an employee working outside India avail the
- Josh Ltd. a Listed Company in the process of implementing SEBI (Share Based Employee Benefits) (SBEB) for its employees : Can Mr. Ayaan, CEO and a member of the Promoter Group appl
- Josh Ltd. a Listed Company in the process of implementing SEBI (Share Based Employee Benefits) (SBEB) for its employees : Can Mr. Sunder, a director in the Subsidiary Company of Jo
- What are the investment conditions for a Foreign Venture Capital Investors (FVCI) ?
- In the amended (Amended vide its notification dated November 09, 2021) provisions of the SEBI (LODR) Regulations, 2015, some of the related party transactions (RPT) have been speci
- Mr. Jihan an Independent Director in Gulab Limited wants to resign due to his advancing age and you being a Company Secretary requested to advice on disclosures that the Company sh
- Elaborate the Procedure and the estimated listing timelines for listing on NASDAQ.
- Prepare a checklist of documents required for a preferential allotment of shares.
- Mihir, a shareholder of Blue Chip Company lost the physical share certificates. Due to the substantial increase of price of shares, he wanted to sell the shares. As only dematerial
- Maxwell Ltd. has floated IPO for equity shares. It received more than 90% of subscription. You being a company secretary of the company asked by the management for the list of docu
- ABC Ltd. has 10 directors, 3 Executive Directors and promoters of the Company and one of the executive directors Mr. Prahlad is also the Chairman of the Company, 2 Non-Executive Wo
- ABC Ltd. has 10 directors, 3 Executive Directors and promoters of the Company and one of the executive directors Mr. Prahlad is also the Chairman of the Company, 2 Non-Executive Wo
- Nyaay Ltd. (listed entity) appointed Rishi as Independent director of the company by way of resolution passed in the meeting of the Board of Directors on 01.04.2023. The last AGM o
- A listed company has achieved turnover of ₹ 250 crore as per latest audited financial statement. The Board of Directors of the company is viewing that as per Regulation 17(1) (a) o
- Every listed company are required to disclose certain information in public domain by way of disclosing the information on the Website of the company. State the disclosure requirem
- Prepare a checklist for basis of allotment of SME IPO.
- What are the steps taken by SEBI to strengthen the credit rating process and how does Credit rating agencies play a vital role in the process ?
How to Prepare for CS Professional Corporate Funding & Listings in Stock Exchanges
Use past questions to practise the paper format and review available answers. Check the current syllabus, applicable law and examination duration before attempting a timed paper.