CS Professional Corporate Funding & Listings in Stock Exchanges PYQ December 2020: Question Paper and Available Answers
CS Professional
Corporate Funding & Listings in Stock Exchanges
PYQS Series
December 2020
33 Questions Indexed
ICSI Examination Archive & Suggested Answers: This directory contains indexed questions from the paper for CS Professional Corporate Funding & Listings in Stock Exchanges PYQS (December 2020). Open the source paper and available answers. Older sessions follow the syllabus and statutory provisions applicable to their examination year.
Indexed questions
- Define and discuss the conditions for Preferential Issue. When an issuer becomes ineligible to make a such issue?
- State the guidelines issued by RBI (Reserve Bank of India) for large borrowers under the cash credit facility.
- Balance Sheet of X company as at 31st March, 2018 and its statement of changes in financial position for the year ending on 31st March, 2019 are presented below: Balance Sheet as a
- Explain guidelines issued by SEBI on participation by the strategic investors in InvITs and REITs vide its circular dated 18th January, 2018.
- Explain the provisions relating to maintenance of records by an investment manager pertaining to the activity of the InvIT.
- Define briefly the following in context of Indian equity private funding: Alternative Investment Fund
- Define briefly the following in context of Indian equity private funding: Infrastructure Fund
- Define briefly the following in context of Indian equity private funding: Social Venture Fund
- Define briefly the following in context of Indian equity private funding: Sponsor
- Define briefly the following in context of Indian equity private funding: Venture Capital Fund.
- Explain the conditions to become an Angel investor under SEBI (Venture Capital Fund) Regulations, 1996.
- On 30th May, 2017 SEBI came out with a circular stating the disclosure requirements for issuance and listing of Green Debt Securities in India. Explain the Disclosure Document and
- Differentiate between Hire Purchase and Hypothecation.
- State the conditions pertaining to conversion of External Commercial Borrowings (ECBs) into Equity.
- From the following particulars, calculate the effective interest cost per annum to ABC Ltd., which is planning a CP (Commercial Paper) issue: Issue price of a CP: ₹ 97,350 Face Val
- Advantages and disadvantages of taking loans against shares by promoters in a listed company.
- What do you mean by Foreign Currency Exchangeable Bonds (FCEB)? Explain the pricing norms for issuing of FCEB under the Foreign Currency Exchangeable Bonds Scheme, 2008.
- Explain Continuous Listing in context of corporate debts.
- Explain briefly the documents handled under Letter of Credit.
- Write a note on Rupee Deemed Export Credit.
- "In a growing company, ESOPs are being used to retain talent." Discuss.
- Explain the grievance redressal mechanism under Regulation 13 of SEBI (LODR) Regulations, 2015 for listed entities.
- Explain 'Designated Securities' as per the SEBI Listing Regulation 2015.
- Discuss the role of US Securities and Exchange Commission in regulating Securities Market.
- ABC Ltd. is considering a right issue by issuing one share against two shares to raise funds to finance a new project requiring ₹ 4.5 Crore. The floatation cost will be 10% of fund
- State the principles governing Corporate Governance in protecting the interest of Minority Shareholders.
- Discuss the benefits of listing on International Stock Exchange.
- List out the event based compliance calendar under Regulation 29 as per SEBI Listing Regulations, 2015.
- State the principles Governing Disclosures under the Listing Obligations and Disclosure Requirements, 2015.
- Explain the following: Advertisement in Newspapers by a listed company in terms of Regulation 47 under SEBI (LODR) Regulations, 2015.
- Explain the following: Continual disclosures under Regulation 7(2) of (Prohibition of Insider Trading) Regulations 2015.
- Explain the following: Statutory disclosures on a company website in terms of Listing Regulations.
- Explain the following: Regulation 43A regarding Dividend Distribution Policy.
How to Prepare for CS Professional Corporate Funding & Listings in Stock Exchanges
Use past questions to practise the paper format and review available answers. Check the current syllabus, applicable law and examination duration before attempting a timed paper.